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    Compliance Officer jobs in Bracknell + similar or related jobs.

    Compliance Officer
    (Click job title for full job details.)
    West Malling Brief job details... We have a wonderful opportunity for a capable Compliance Officer to become part of a dynamic financial services company located in West Malling.
    - The Job will require you to be accountable for ensuring that all policies, processes and procedures conform to the relevant regulatory standards of the industry and that all members of staff and contractors comply with policies, processes and procedures... Duties will include:


    * Develop, initiate and maintain a compliance programme governing the operations of the company
    * Conduct audits of files ... The Company applies regulated standards across all its business lines and The Job will be accountable for ensuring that this standard is maintained as the business develops... ... . ....
    Interested in "Compliance Officer" job? Click job title for more details.

    Complaints Compliance Officer
    Cemap (Click job title for full job details.)
    Derby, England Brief job details... Customer Resolutions Officer The Vacancy details The desired job job candidate will be highly flexible and able to prioritise a busy work load, working at a fast pace with minimal supervision.
    - Communication levels both written and verbal must be of a good quality and confidence when dealing with customers, colleagues, Business Partners, FOS and lenders is essential... job duties andbull; Deal with the logging of incoming complaints andbull; Identify complaints to be handled by the company and those to be handled by third parties andbull; Acunderstanding complaints andbull; Liaise with AR firms and advisers to obtain client files and case reports andbull; T... Experience with complaints handling would be highly advantageous... ... . ....
    Interested in "Complaints Compliance Officer - Cemap" job? Click job title for more details.

    Compliance Tax Officer & ndash; Top
    Tier Retail Bank (Click job title for full job details.)
    Switzerland Brief job details... Compliance Tax Officer - make a difference delivering compliance advisory services in the world of regulatory change at a Top Tier Bank Do you have a for passion compliance, working to impact a large group of customers The digital revolution and the motivation to deliver strong compliance are driving new more agile approach to compliance management and innovative delivery in the area of compliance.
    - We are working with a company who are investing in talent across compliance area, The employer is looking to harness innovative and agile thinking to delivery to key regulatory challenges across QI, FATCA and CRS regulations... ... Use your passion for compliance delivery and make a job application it in an stimulating field! The com... ... . ....
    Interested in "Compliance Tax Officer & ndash; Top-Tier Retail Bank- CH" job? Click job title for more details.

    Compliance officer Jobs in Bracknell
    (Click above for details.)

    Bracknell Brief details...
    Register for Compliance officer Jobs in Bracknell. Find the latest Compliance officer jobs in Bracknell and in the surrounding locations, such as Woking, Reading or Berkshire. Also find Compliance jobs in Reading, Insurance in Woking and jobs in Bracknell. Be the first to be able to apply, by getting email alerts.

    Compliance Officer
    Thematic Reviews/Audit (Click job title for full job details.)
    Wimborne, Dorset, England Brief job details... The employer, a well-respected and established mortgage lender are looking to strengthen their team by recruiting a new Compliance Officer.
    - Reporting to the Legal Director the main focus of The Job will be to provide to the company assurance (as part of the 2nd Line of Defence) by carrying out compliance thematic reviews and other compliance monitoring activity in accordance with the annual Plan... There can be some flexibility on working hours if needed... This position would suit a job job candidate who is experienced in thematic reviews or from an audit background... The main job duties will be:

    andbull; To assist in the development of the annual compliance plan based on an analysis of the key areas of the business and key... . ....
    Interested in "Compliance Officer - Thematic Reviews/Audit" job? Click job title for more details.

    Compliance Officer
    Wimborne (Click job title for full job details.)
    Bournemouth Brief job details... Compliance Officer - Wimborne - � 25,000-� 30,000 Depending On Experience The employer, a prestigious company located in Wimborne, are at the moment seeking a capable Compliance Officer to become part of their team in a time of growth.
    - As the Compliance Officer you will be accountable for providing assurance, by carrying out compliance thematic reviews and other compliance monitoring activity... ... Other duties will include:


    * Assist in the development of the annual compliance plan based on an analysis of the key areas of the business and key compliance risks
    * Carry out the reviews identified in the annual compliance plan
    * Providing proactive support and advice on implementation by the operational are... ... . ....
    Interested in "Compliance Officer - Wimborne - & pound;25 - 000-& pound;30 - 000 DOE" job? Click job title for more details.

    Compliance Officer
    (Click job title for full job details.)
    Petersfield Brief job details... Compliance Officer Petersfield Monday - Friday 9am - 5.30pm An stimulating opportunity has arisen for a Compliance Officer to become part of a leading Financial Services company located in Petersfield.
    - We are looking for job job candidates who possess very good communicative skills and time management skills... Dutie... The successful candidate will be accountable for providing compliance assurance for the business and ensuring all policies and procedures are met consistently within the company... job duties:


    * Monitoring compliance in line with the companies policies and procedures
    * Ensuring all statutory documents are being issued in line with regulations
    * Undertaking feedback meetings on audit results <... . ....
    Interested in "Compliance Officer" job? Click job title for more details.

    Compliance Officer
    Financial Services (Click job title for full job details.)
    Northampton, England Brief job details... Role and job duties Advising and assisting the first line on regulatory and compliance matters Ensuring ongoing compliance with existing regulation Keeping up-to-date with changes in the regulatory landscape and rules Have the capability to interpret rules, identify gaps in the business and implement the needed changes to ensure ongoing compliance Undertaking and developing compliance monitoring for various areas in the business in the form of second line of defence Third parties andndash; Onboarding due diligence checks as well ongoing monitoring Risk management andndash; working the business to help identify, record and assess risks.
    - Evaluate the appropriateness of existing, proposed new control.remedial action.andn... ... ... ... . ....
    Interested in "Compliance Officer - Financial Services" job? Click job title for more details.

    Junior Risk & Compliance Officer
    Bank (Click job title for full job details.)
    Warrington, Cheshire, England Brief job details... Are you a Junior Risk and Compliance Officer based around South Warrington Then we have an stimulating position for you located in South Warrington, with a salary of up to � 22,000 + Benefits on provide.
    - As an Junior Risk and Compliance officer youandrsquo;ll carry out audits and reviews of business operations... - Client andndash; curriculum vitae (CV) Screen is recruiting for a leading organisation within the Banking... Youandrsquo;ll be monitoring departments timely implementation of compliance recommendations, working with different business areas to ensure they are compliant... Finance field who have a superb track record of success... Required skills and job duties:


    * Previous experience as a Risk and Compliance O. ....
    Interested in "Junior Risk & Compliance Officer - Bank - Warrington - & pound;22k" job? Click job title for more details.

     

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    Compliance Officer
    Banking (Click job title for full job details.)
    Warrington, Cheshire, England Brief job details... Are you an experience Compliance.
    - Risk Officer based around South Warrington Then we have an stimulating position for you located in South Warrington, with a salary of up to � 26,000 + Benefits on provide... Risk Officer youandrsquo;ll have experience of producing reports including detailed research and analysis from within and outside... As a Compliance... Youandrsquo;ll have a strong understanding of all regulations that impact the business, be a good team player, capable of working in a fast paced pressured environment and have the capability to build relationships effectively... - Client andndash; curriculum vitae (CV) Screen is recruiting for a leading organisation within the Banking. ....
    Interested in "Compliance Officer - Banking - South Warrington - to & pound;26k" job? Click job title for more details.

    Register for Compliance officer vacancies in Bracknell

    Bracknell Brief details...
    Register and get email alerts for Compliance officer Jobs in Bracknell. Locate similar vacancies in Reading, Berkshire or Woking. Also register for alerts for Compliance jobs in Reading and vacancies in Bracknell. Be the first to be able to apply and let the employers find you.

    Compliance Officer
    (Click job title for full job details.)
    Bromsgrove Brief job details... My client is a leading financial service business looking for a regulatory project manager to drive and oversee the planning and implementation of assigned projects within the business in order to mitigate perceived regulatory risks.
    - job duties:

    -
    * Identify and evaluate key risks highlighted through external audits, FC.industry communications and through individual notification and report as necessary
    * Through risk identification, effect assigned projects, as prioritised by the business, in order to establish necessary changes, to systems, controls and processes
    * Define the scope of the projec.s in collaboration with relevant individuals within the business
    * Manage and maintain a detailed and docume... ... ... ... . ....
    Interested in "Compliance Officer" job? Click job title for more details.

    IT Compliance Analyst / Officer
    Surbiton (Click job title for full job details.)
    Surbiton Brief job details... IT Compliance Analyst.
    - Officer Harvey Nash is recruiting on behalf of a leading financial organisation located in Tolworth near Surbiton... Based in brand new offices with subsidised canteen and onsite gym my clients working environment is outstanding... This award winning company is one of the UK's leading organisations within their specific field... Coupled with a clear growth plan and competitive salary package this is an enviable place to work! Reporting to the UK Group IT Governance Manager the main purpose of The Job is to support and assist the delivery of effective IT compliance systems, processes and practices across the Group IT and business functions, including:


    * Administration and support of quality an... . ....
    Interested in "IT Compliance Analyst / Officer - Surbiton" job? Click job title for more details.

    Compliance Officer
    (Click job title for full job details.)
    Maidstone Brief job details... An stimulating opportunity has arisen for a capable Mortgage Compliance Officer to become part of an established, successful and growing company, based within distance to Maidstone.
    - The purpose of The Job will be to take on the responsibility of the compliance for mortgages... - Manage day-to-day regulatory operations... - The Job would be to develop, initiate, maintain, and revise policies and procedures for the general operations of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct... - Develops and periodically reviews and update Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees... - Act as an independent revi. ....
    Interested in "Compliance Officer" job? Click job title for more details.

    Compliance Officer
    (Click job title for full job details.)
    Poole Brief job details... Are you a capable IFA compliance officer looking to become part of a leading independent financial planning and discretionary wealth management firm The Company Founded in 2001, this leading independent, directly authorised wealth management firm has become one of the most successful Wealth Managers through organic growth and from acquisitions with invested assets in excess of � 700 million under administration.
    - The larger group is AIM listed and at the moment has over 80 Financial Advisers with in excess of � 3bn of AUI... Roles and job duties Your main responsibility in this job as part of a team of 5 Compliance Officers working from their h... They are looking to recruit a Compliance Officer to become part of their team... ... . ....
    Interested in "Compliance Officer" job? Click job title for more details.

    IT Compliance Specialist
    (Click job title for full job details.)
    Southampton Brief job details... A worldwide brand is seeking an IT Compliance Specialist located in their Southampton offices to be accountable for ensuring the organisation complies with and successfully passes IT Compliance, Cyber Security and Data Privacy audits.
    - The Job of IT Compliance Specialist
    * Gathering and documenting IT audit and compliance requirements...
    * Collaborate with worldwide compliance team...
    * Lead smaller IT and audit compliance tasks and improve existing processes...
    * Promote IT compliance...
    * Perform root cause analysis, development of corrective action for control gaps. ....
    Interested in "IT Compliance Specialist" job? Click job title for more details.

    Compliance Manager Job
    Berkshire (Click job title for full job details.)
    Berkshire, England Brief job details... The employer is a long standing well established successful IFA and they are now looking for a new Compliance Manager for the business.
    - Duties include ensuring the business stays within the FCA regulatory compliance guidelines, drafting compliance reports for the business, ensuring all of the company compliance records are kept up to date and dealing with any FCA enquiries as and when needed... Candidates should have experience of working as a Compliance Manager or Senior Compliance within a financial planning business and preferably will hold the financial services level four qualification although this is not mandatory... The Job will also involves managing on a day to day basis a small team of administrators... This woul... . ....
    Interested in "Compliance Manager Job - Berkshire - & pound;50 - 000 + Bens" job? Click job title for more details.

    Quality and Control/Compliance Adviser
    (Click job title for full job details.)
    Norwich Brief job details... Excellent opportunity for a capable Quality and Contro.
    - Compliance expert to become part of a leading provider in business process outsourcing... The successful job job candidate will be accountable for identifying and mitigating risk to the business and will provide support to each function, by reviewing, improving and ensuring compliance with quality and control measures... City Centre location Competitive starting salary About The Job:

    We at the moment have an stimulating opportunity for a Quality and Controls Consultant with prior audit experience, to become part of a pivotal part of our organisation... With a proven track record in understanding policies and procedures and any associated breaches, you will have prior ... . ....
    Interested in "Quality and Control/Compliance Adviser" job? Click job title for more details.

    Practice Tax Compliance assistant job
    Louth (Click job title for full job details.)
    Louth Brief job details... Practice Tax Compliance Assistant - Louth The main job duties of this job are to provide general administrative and technical support to the department.
    - Managing a portfolio of clients, under the guidance of a manager, to complete basic personal and business tax computations... ... Undertaking research for senior tax staff to aid the provision of specialist tax advice and planning for clients ... ... . ....
    Interested in "Practice Tax Compliance assistant job - Louth" job? Click job title for more details.

    Risk & Compliance Manager Job
    (Click job title for full job details.)
    Sheffield Brief job details... An stimulating and innovative company located in Sheffield is looking for a Risk and Compliance Manager to work with various teams and liaise with third parties as well as promote the innovative approach of the company.
    - A highly attractive package of competitive salary, bonus, childcare vouchers, pension and flexible working hours is provideed to the right job job candidate... Key job duties include:


    * Compliance management regarding FCA regulations, PCI DSS, FOS and ICO regulations
    * Implement and maintain processes and continuous monitoring, review and improvement
    * Approving marketing and promotional material
    * Manage relationships with direct regulatory bodies
    * Monitoring ... Some travel may be needed... ... . ....
    Interested in "Risk & Compliance Manager Job" job? Click job title for more details.

    Data Risk and Compliance Lead
    (Click job title for full job details.)
    Stafford Brief job details... Role:

    Data Risk and Compliance LeadThe job salary will be
    Up to � 35,000 depending on experienceThe Job is in
    StaffordJob Purpose:

    As part of the ongoing compliance requirements of the organisation, support and execute key steps to monitor and evaluate current practices and engage in projects to advance and improve our systems and strategies.
    - In collaboration with key stakeholders design and maintain systems for data management, analytics and reporting to support the organisation's risk and compliance requirements, business continuity plans and health and safety... ... Key Accountabilities:


    * Capture data to track and report key performance indicators identified by the senior leadership appropriate to... ... . ....
    Interested in "Data Risk and Compliance Lead" job? Click job title for more details.

    Compliance Support Administrator
    (Click job title for full job details.)
    Horsham, West Sussex, England Brief job details... Compliance Administrator, � 18,000 - � 22,000 per annum - Horsham PLEASE NOTE THIS IS A FIXED TERM CONTRACT My client is a large interUK wide business seeking a Compliance Support Administrator to become part of their team.
    - Duties Include:

    - Assist and support the Compliance team in administering the supervisory scheme across the Network Provide telephone cover and support for the Compliance Department and the Compliance Director Undertake andldquo;focusedandrdquo; file checks for the Networkandrsquo;s AR firms, maintaining accurate records of findings and communicating them to the team within desired timescales Undertake Monthly, Quarterly, Bi Annual and Annual tasks to assist with the Compliance Function across... ... ... ... . ....
    Interested in "Compliance Support Administrator" job? Click job title for more details.

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